Recent News Headlines : U.s. Securities And Exchange Commission

EXECUTIVE RESIGNS FROM U.S. FIRM ACCUSED OF $1.2 BILLION PONZI SCHEME


The SEC alleges the commercial property developers were actually entities controlled by Woodbridge's founder, Robert Shapiro... READ MORE

19th January, 2018 37

SEC SAYS BITCOIN FUNDS RAISE 'INVESTOR PROTECTION ISSUES'


A host of companies are jostling to launch exchange-traded funds which would open up the cryptocurrency to a broad retail market... READ MORE

19th January, 2018 397

U.S. COMPANIES LIST BLOCKCHAIN ETFS AS BITCOIN PROPOSALS LANGUISH


US companies list blockchain ETFs as bitcoin proposals languish... READ MORE

17th January, 2018 239

DUTERTE DENIES INVOLVEMENT IN SEC RULING TO SHUT DOWN NEWS SITE RAPPLER


Rappler's investigative reporting has included allegations that Duterte's government has weaponized social media, using it to discredit and generate online hate against critics and journalists... READ MORE

16th January, 2018 7

PHILIPPINE NEWS WEBSITE'S LICENCE REVOKED AFTER DUTERTE THREAT


Rappler, set up in 2012, is among a clutch of Philippine news organisations that have sparred with Duterte over their critical coverage of his brutal drugs war... READ MORE

15th January, 2018 0

PHILIPPINE NEWS WEBSITE'S LICENCE REVOKED AFTER DUTERTE THREAT


Rappler, set up in 2012, is among a clutch of Philippine news organisations that have sparred with Duterte over their critical coverage of his brutal drugs war... READ MORE

15th January, 2018 0

BITCOIN REBOUNDS, STILL HEADS FOR WEEKLY SLUMP AS SCRUTINY RISES


The token peaked in mid-December soon after the introduction of futures trading on regulated exchanges in Chicago... READ MORE

13th January, 2018 687

BITCOIN ETF FAST TRACK DERAILED BY SEC LIQUIDITY, SAFETY WORRIES


The go-slow approach isn't what financial firms expected. When bitcoin futures started trading last month on CME Group Inc... READ MORE

11th January, 2018 79

SEC SEEKS TRUSTEE FOR FIRM BEHIND ALLEGED $1 BILLION PONZI FRAUD


In reality, the developers that were borrowing from Woodbridge were actually entities controlled by Shapiro, according to the SEC... READ MORE

11th January, 2018 167

FUND MANAGERS SAY BITCOIN ETF PROPOSALS WITHDRAWN DUE TO SEC CONCERN


REUTERS Lucy Nicholson The SEC has dominion over funds, while the Commodity Futures Trading Commission CFTC governs futures contracts... READ MORE

9th January, 2018 621

OPRAH'S GOLDEN GLOBES SPEECH GIVES HUGE BOOST TO WEIGHT WATCHERS


Weight Watchers investors are thrilled after Oprah Winfrey's Golden Globes speech, which has launched speculation about a presidential campaign... READ MORE

8th January, 2018 237

SEC MIXES MESSAGE ON APPLE SHAREHOLDER PROPOSALS, ACTIVISTS SAY


Apple said its board and management firmly believe that human rights are an integral component of its operations... READ MORE

3rd January, 2018 26

U.S. FUND FIRMS MAKE NEW PUSH FOR BITCOIN ETFS AS FUTURES DEBUT


Van Eck is also teaming up with Nasdaq Inc NDAQ.O to develop a new bitcoin futures contract, a source told Reuters last month... READ MORE

11th December, 2017 84

APPLE AIMS TO BLOCK CLIMATE, RIGHTS PROPOSALS WITH QUICK USE OF SEC GU


Apple Inc is pushing back on shareholder proposals on climate issue and human rights concerns, an effort activists worry could sharply restrict investor rights... READ MORE

11th December, 2017 257

SEC FILES CHARGES IN DIGITAL CURRENCY INVESTMENT SCAM


That its website billed as the next cryptocurrency... READ MORE

4th December, 2017 0

ALLERGAN TO SELL A QUARTER OF ITS TEVA STAKE IN FIRST QUARTER OF 2018


It was not clear who the ultimate buyer of Allergan's shares will be in the JP Morgan transaction... READ MORE

13th November, 2017 3

EX-TRUMP ADVISER CARL ICAHN SUBPOENAED OVER BIOFUEL POLICY


Manhattan federal prosecutors have issued a subpoena to billionaire investor Carl Icahn, a former adviser to President Trump, about his efforts to influence biofuel policy... READ MORE

8th November, 2017 31

BITCOIN ETFS ARE LIKELY TO FOLLOW FUTURES, CBOE PRESIDENT SAYS


Cboe Global Markets Inc. sees bitcoin exchange-traded funds on the horizon... READ MORE

7th November, 2017 645

AS ICOS GET PARIS HILTON-STYLE CELEBRITY PUSH SEC URGES CAUTION


The U.S. Securities and Exchange Commission issued a surprising warning Wednesday, advising that stars often lack sufficient expertise to ensure investments are appropriate... READ MORE

2nd November, 2017 19

EX-MERRILL LYNCH BROKER TO PLEAD GUILTY TO SECURITIES FRAUD


Tom Buck, once a top Merrill Lynch financial adviser in Indiana, could face up to 25 years in prison if convicted... READ MORE

31st October, 2017 37

CHINA-BACKED BUYOUT FUND FOUNDER CHARGED IN U.S. INSIDER TRADING CASE


Benjamin Chow is a true American success story, and the charges against him are baseless and unprecedented... READ MORE

31st October, 2017 416

SAP FACES U.S. PROBE INTO SOUTH AFRICA KICKBACK ALLEGATIONS


SAP overhauls sales practices as it faces US probe on South Africa... READ MORE

26th October, 2017 78

TEZOS LEADERS ASK FOR PATIENCE OVER DISPUTE ON CYBERCURRENCY PROJECT


While the foundation holds all the ICO funds, the Breitmans still control the Tezos source code through a Delaware company called Dynamic Ledger Solutions Inc DLS ... READ MORE

25th October, 2017 164

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Trending News Headlines : U.s. Securities And Exchange Commission

EQUIFAX STOCK SALES ARE THE FOCUS OF U.S. CRIMINAL PROBE


The U.S. Justice Department has opened a criminal investigation into whether top officials at Equifax Inc... READ MORE

19th September, 2017 5330

PROBE OF TRUMP ADVISER CARL ICAHN'S BIOFUEL BUSINESS SOUGHT BY SENATE DEMS


IcahnA recommended personnel and policies that did, in fact, cause the price of these credits to drop, the letter said... READ MORE

9th May, 2017 3116

PROBE OF TRUMP ADVISER CARL ICAHN'S BIOFUEL BUSINESS SOUGHT BY SENATE DEMS


IcahnA recommended personnel and policies that did, in fact, cause the price of these credits to drop, the letter said... READ MORE

10th May, 2017 3116

PROBE OF TRUMP ADVISER CARL ICAHN'S BIOFUEL BUSINESS SOUGHT BY SENATE DEMS


IcahnA recommended personnel and policies that did, in fact, cause the price of these credits to drop, the letter said... READ MORE

10th May, 2017 3116

COTY TO BUY MAJORITY STAKE IN YOUNIQUE FOR ABOUT $600 MILLION


Coty said it intends to buy the stake in Younique, through a combination of cash and debt... READ MORE

11th January, 2017 1967

BITCOIN HITS 3-YEAR PEAK, NEARS RECORD HIGH ON U.S. ETF APPROVAL TALK


Some analysts say regulatory approval of a bitcoin ETF would make the currency relatively attractive to the often more cautious institutional investor market... READ MORE

23rd February, 2017 1249

DOZENS OF SENATORS SEEK PROBE OF EQUIFAX EXECUTIVES' STOCK SALES


The request for insider trading investigations is part of a growing backlash on Capitol Hill that Equifax is struggling to contain... READ MORE

13th September, 2017 1124

BLACK BELT CEO PREPPED FOR TOP NASDANASDAQ'S NEW CEO SPENT YEARS PREPARING. THEN TRUMP HAPPENED


Adena Friedman, the next chief executive officer of Nasdaq Inc., is a black belt in taekwondo... READ MORE

22nd November, 2016 649

LYNN TILTON WINS SEC FRAUD TRIAL SHE WORKED HARD TO AVOID


The case is In the Matter of Lynn Tilton, 3-16462, U.S. Securities and Exchange Commission Manhattan ... READ MORE

28th September, 2017 493

THIS IS THE WORLD'S TINIEST STOCK EXCHANGE


The Yangon Stock Exchange is home to just four companies... READ MORE

22nd February, 2017 486

DEUTSCHE BANK TO PAY MORE THAN $40 MILLION TO SETTLE DARK POOL CASES


This marks the third joint case filed this year against a big bank by the SEC and New York in connection with dark pools... READ MORE

17th December, 2016 476

BOFA TO PAY $15.5 MILLION FINES FOR CAUSING 'MINI-FLASH CRASHES'


Several exchanges, including the New York Stock Exchange, Nasdaq and BATS, announced a related 3 million fine against Bank of America... READ MORE

26th September, 2016 466

ALTERNATIVE CRYPTOCURRENCY ETHER REACHES RAREFIED AIR


Ether's rival bitcoin was trading at 1,243 as of 1.39am GMT with a market capitalization of over 20 billion... READ MORE

15th March, 2017 287

EX-WELLS FARGO TRADER WINS APPEAL IN SEC INSIDER TRADING CASE


Following a trial, Patil ruled that the enforcement division had established Ruggieri traded on information Bolan supplied four times, which allowed Wells Fargo to earn 75,000... READ MORE

16th July, 2017 190

SEC PROBES ALIBABA ACCOUNTING METHODS, SHARES DIVE


Alibaba appears to control Cainiao via 48 percent stake and consolidates the results via equity method, Kynikos said... READ MORE

26th May, 2016 170

CITI SAYS U.S. REGULATORS ARE INVESTIGATING ITS FOREIGN HIRING PRACTICES


Citigroup Inc. said U.S. authorities including the Securities and Exchange Commission are investigating the bank's hiring of employees with ties to foreign government officials... READ MORE

25th February, 2017 170

SHORT SELLERS CIRCLE ALIBABA AMID SEC PROBE


Shares of Alibaba recovered a bit on Thursday, closing up 3.65 percent at 78.35, after diving nearly 7 percent the day before... READ MORE

27th May, 2016 168

IBM SAYS SEC INVESTIGATING COMPANY'S ACCOUNTS


The investigation relates to revenue recognition with respect to certain deals in the United States Britain and Ireland IBM said on Tuesday... READ MORE

27th October, 2015 164

UNITED AIRLINES TO INTRODUCE NEW EXECUTIVE PAY SCHEME BASED ON CUSTOMER SATISFACTION


United Airlines is to introduce a customer satisfaction-based pay scheme in the wake of the violent ejection of a doctor from one of its planes... READ MORE

22nd April, 2017 157

STUDY BY LAW PROFESSOR SAYS U.S. SEC PADS ENFORCEMENT STATISTICS


SEC Enforcement Director Andrew Ceresney said the agency disagrees with a number of observations in the study, which it was still reviewing... READ MORE

24th September, 2015 148

FORMER AMAZON.COM ANALYST PLEADS GUILTY TO INSIDER TRADING


U.S. Attorney Annette Hayes in Seattle said Kennedy pleaded guilty to securities fraud in the federal court in that city... READ MORE

7th September, 2017 147

SEC PROBES BLACKBERRY OPTIONS TRADING AHEAD OF REUTERS REPORT ABOUT SAMSUNG TALKS


The call options, which expired on January 23, were purchased for 10 cents in the trade... READ MORE

6th February, 2015 141

AMAZON SAYS ITS FEMALE WORKERS PAID EQUALLY AS MEN


Arjuna withdrew its original proposal after Amazon announced the results of its gender pay study on Wednesday... READ MORE

23rd March, 2016 128

AMERICAN APPAREL EX-CEO CHARNEY SEEKS $40 MILLION IN DAMAGES


American Apparel learned of the formal order of investigation on Feb... READ MORE

27th March, 2015 107

HOW DO COMPANIES KEEP SECRETS? TRUMP'S SEC HELPS ANTHEM BLOCK INITIATIVE TO EXPOSE ITS LOBBYING ACTIVITIES AMID CIGNA MERGER PUSH


That move comes as a recent study shows that most publicly traded corporations are not disclosing their lobbying spending to their own shareholders... READ MORE

6th March, 2017 87

BILL ACKMAN LOST $1B IN ONE DAY ON VALEANT


Hedge fund billionaire Bill Ackman vows to take a much more proactive role at Valeant Pharmacueticals... READ MORE

15th March, 2016 86

EX-N.Y. GOVERNOR PATERSON, EXECUTIVE FINED BY U.S. SECURITIES REGULATORS


Michael Ference, an attorney for Paterson and Koppelman, said his clients never sold a share of company stock and were not complicit in any wrongdoing... READ MORE

24th September, 2016 81

NASDAQ CEO BOASTED OF GAINING TOP TECH IPO, THEN LOST IT TO NYSE


Nasdaq Chief Executive Robert Greifeld said in July he was delighted to have snared one of the hottest technology IPOs of the year... READ MORE

10th September, 2015 78

CIGNA SAYS ANTHEM DEAL COULD CLOSE IN 2017; ANTHEM STICKS TO 2016


Cigna says Anthem deal could close in 2017 Anthem sticks to 2016... READ MORE

8th May, 2016 76

TESLA IN TALKS TO OPEN FIRST CHINA FACTORY WITH UNKNOWN LOCAL PARTNER


Tesla, meanwhile, promised that most of its production will stay in the United States, its most important market which provided 4.2 billion of the company's 7 billion 2016 revenue... READ MORE

24th June, 2017 67


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